File:The Financial Services and Markets Act 2000 (Compensation Scheme- Electing Participants) Regulations 2001 (UKSI 2001-1783).pdf
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[edit]The Financial Services and Markets Act 2000 (Compensation Scheme- Electing Participants) Regulations 2001 ( ) | |
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Title |
The Financial Services and Markets Act 2000 (Compensation Scheme- Electing Participants) Regulations 2001 |
Description |
English: These Regulations set out the circumstances in which a person who qualifies for authorisation under Schedule 3 (EEA passport rights) to the Financial Services and Markets Act 2000 (“the Act”) may participate in the compensation scheme established under Part XV of the Act (“the new scheme”). Regulation 2 provides that any credit institution or investment firm (as defined in regulation 1) are prescribed for the purposes of section 213(10) of the Act with the result that they are not “relevant persons” (and so are not participants in the new scheme) unless they elect to participate in the new scheme. Under section 214, the new scheme may provide that prescribed categories of persons may elect to participate in the scheme. Regulation 3 prescribes for this purpose investment firms and credit institutions which have established a branch in the United Kingdom and whose home state compensation scheme affords a level of protection which is exceeded by the new scheme. Under section 224, the scheme manager under the new scheme will not have a right to inspect documents held by the Official Receiver on the insolvency of prescribed persons who qualify for authorisation under Schedule 3. Regulation 4 prescribes credit institutions and investment firms for this purpose. |
Publication date | 9 May 2001 |
Authority file | ISBN: 0110295692 |
Source | |
Subjects InfoField | FINANCIAL SERVICES AND MARKETS |
Licensing
[edit]This file is licensed under the United Kingdom Open Government Licence v3.0. | |
See also: Meta for information on usage on Wikimedia wikis. Open Government License 3OGL 3http://www.nationalarchives.gov.uk/doc/open-government-licence/version/3true
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current | 22:22, 26 October 2020 | 1,239 × 1,752, 8 pages (378 KB) | Fæ (talk | contribs) | UK legislation project 2001 (United Kingdom Statutory Instruments) UKSI 2001-1783 #1730 |
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Short title | The Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001 |
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Image title | FINANCIAL SERVICES AND MARKETS |
Author | www.legislation.gov.uk |
Software used | FOP 1.0 |
Conversion program | Apache FOP Version 2.1 |
Encrypted | no |
Page size | 595.276 x 841.89 pts (A4) |
Version of PDF format | 1.4 |